Michael Stupay spoke at the Broker/Dealer Conference on May 3, 2016 in NYC
Michael Stupay, Senior Managing Director of Integrated Solutions, was a panelist on the FINOPS and Auditors session in the 2016 Broker/Dealer Conference of the New York State Society of CPAs, held on May 3, 2016 in NYC. During the session, FINOPs and auditors shared their experiences in the second year of auditing under PCAOB standards. What is the PCAOB stressing in their inspections, how is that changing the auditor’s approach, and what issues do FINOPs need to deal with in preparing for the auditors.
For a copy of Mr. Stupay’s presentation regarding the Exemption Report, please follow the link: BD Conference 050316 exemption reports